CONTENTS
Enterprise & Operational Risk for Investment Managers
The Financial Markets and Investment Management
Introduction to Funds
Effective Minute Taking
Fundamentals of the Private Markets
Conduct Rules (COCON) Everything you need to know to keep the regulator happy
Fundamentals of Practical AI for Investment Management Firms
Understanding Regulation and Compliance in Investment Management Firms
Understanding the Breadth and Depth of MiFID II Transaction Reporting
Managing Client Assets and Client Money (CASS)
MIFID II - Product Governance
The New Consumer Duty for Investment Management Firms
Updates to the Model Discretionary Investment Management Agreement (IMA)
The FCA’s Sustainability Disclosure Requirements (SDR)
An Introduction to the Investment Management Industry
Investment Risk
An Introduction to ESG for Investment Management Firms
Introduction to the Equity Markets
IFPR - The Prudential Regime for Investment Firms
An Introduction to Anti-Money Laundering & Terrorist Financing
Advanced Level AML & Terrorist Financing
Consumer Duty Champions
Introduction to the FCA's TCFD-aligned Disclosure Regime
Understanding IFPR: an in-depth guide to implementing MIFIDPRU and the ICARA process
Effective Regulatory Change Management
Senior Manager Regime – an in depth guide to fulfilling your SMF responsibilities
The Securities Trade Life Cycle
An Introduction to Derivatives
Introduction to the Fixed Income Markets
Shielding Your Portfolio: Strategies for Surviving a Cyber Attack for Investment Professionals
Effective Report Writing – What gives impact to your reporting?
OTC Options Valuation and Administration, Equity and FX OTC Options
OTC Options Valuation and Administration, Interest Rate Swaps and Credit Default Swap Indices
